Jeremy Alistair Smith

• Columbia Threadneedle Investment Business Limited

  FRN 177896

  • [FCA CF] Client dealing (since 31 Dec 2023)
• Columbia Threadneedle Management Limited

  FRN 119230

  • [FCA CF] Client dealing (since 11 Oct 2023)
  • [FCA CF] Manager of certification employee (since 11 Oct 2023)
• Threadneedle Asset Management Limited

  FRN 122194

  • [FCA CF] Client dealing (since 11 Oct 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (4 Nov 2015 to 8 Dec 2019)
• Threadneedle International Limited

  FRN 143014

  • [FCA CF] Client dealing (since 11 Oct 2023)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (4 Nov 2015 to 8 Dec 2019)
• Panmure Liberum Capital Limited (no longer approved here)

  FRN 465050

  • CF30 Customer (4 Oct 2013 to 11 Sep 2015)
• Haitong International (UK) Limited (no longer approved here)

  FRN 196482

  • CF30 Customer (14 Nov 2011 to 13 Aug 2013)
• Schroder Investment Management Limited (no longer approved here)

  FRN 119348

  • CF27 Investment Management (1 Dec 2001 to 9 Jul 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Schroder Investment Management North America Limited (no longer approved here)

  FRN 144543

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • CF27 Investment Management (1 Dec 2001 to 9 Jul 2006)

No changes recorded yet.