Jens Petter Steen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Guggenheim Investment Advisors (Europe) Limited
FRN 499798
- [FCA CF] Client dealing (since 19 Feb 2024)
Western Asset Management Company Limited (no longer approved here)
FRN 145930
- [FCA CF] Client dealing (10 May 2021 to 16 Feb 2024)
Artemis Fund Managers Limited (no longer approved here)
FRN 122448
- [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2020)
Artemis Investment Management LLP (no longer approved here)
FRN 523180
- [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2020)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- CF30 Customer (21 Nov 2012 to 3 Mar 2016)
Bloomberg Tradebook Europe Limited (no longer approved here)
FRN 187492
- CF30 Customer (2 Nov 2007 to 31 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.