Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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State Street Global Advisors Limited
FRN 146665
- [FCA CF] Material risk taker (since 16 Mar 2026)
- [FCA CF] Manager of certification employee (since 29 Nov 2022)
- [FCA CF] Client dealing (since 27 Jun 2022)
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- [FCA CF] Client dealing (17 Apr 2020 to 16 Jun 2022)
- [FCA CF] Manager of certification employee (17 Apr 2020 to 16 Jun 2022)
- CF30 Customer (6 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (17 Mar 2014 to 5 Sep 2014)
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- CF30 Customer (17 Mar 2014 to 5 Sep 2014)
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- CF30 Customer (1 Aug 2013 to 5 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.