Jeffrey James Griffiths

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Campbell Lutyens & Co. Ltd
FRN 196462
- SMF3 Executive Director (since 15 May 2024)
- [FCA CF] Manager of certification employee (since 31 Jul 2020)
- [FCA CF] Client dealing (since 31 Jul 2020)
- CF30 Customer (20 May 2016 to 8 Dec 2019)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF30 Customer (4 Mar 2014 to 12 Feb 2016)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (20 Jun 2011 to 14 May 2014)
ELM CAPITAL ASSOCIATES LIMITED (no longer approved here)
FRN 401953
- CF30 Customer (6 Mar 2009 to 31 May 2011)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 12 Feb 2009)
- CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.