Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (22 Nov 2017 to 2 Dec 2019)
    • [FCA CF] Algorithmic trading (22 Nov 2017 to 2 Dec 2019)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (22 Nov 2017 to 2 Dec 2019)
    • [FCA CF] Manager of certification employee (22 Nov 2017 to 2 Dec 2019)
  • Tower Research Capital Europe Limited (no longer approved here)

    FRN 466464

    • CF1 Director (23 May 2012 to 15 Aug 2014)
    • CF11 Money Laundering Reporting (15 Feb 2012 to 15 Aug 2014)
    • CF10 Compliance Oversight (15 Feb 2012 to 15 Aug 2014)
  • Cboe Chi-X Europe Limited (no longer approved here)

    FRN 449481

    • CF11 Money Laundering Reporting (8 Dec 2011 to 20 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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