Tower Research Capital Europe Limited

• Principal Place of Business

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

  Web

  https://www.tower-research.com

• Complaints Contact

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Adam Wren

  IRN AXW02332

  • [FCA CF] Algorithmic trading (since 23 Feb 2026)
  • [FCA CF] Proprietary trader (since 23 Feb 2026)
  • [FCA CF] Client dealing (since 23 Feb 2026)
  • CF30 Customer (28 Mar 2017 to 8 Dec 2019)
• Aditya Kumar

  IRN AXK01090

  • [FCA CF] Client dealing (since 18 Sep 2025)
  • [FCA CF] Algorithmic trading (since 18 Sep 2025)
  • [FCA CF] Proprietary trader (since 18 Sep 2025)
• Adrian John Bowers

  IRN AJB01617

  • CF10 Compliance Oversight (1 Apr 2008 to 20 Jun 2008)
  • CF11 Money Laundering Reporting (1 Apr 2008 to 20 Jun 2008)
  • CF1 Director (1 Apr 2008 to 20 Jun 2008)
• Alan Froggatt

  IRN AXF02145

  • CF30 Customer (17 Jul 2018 to 4 Jun 2019)
• Alan McGroarty

  IRN AXM01843

  • [FCA CF] Material risk taker (30 Mar 2022 to 6 Mar 2023)
  • SMF1 Chief Executive (6 Jul 2020 to 7 Mar 2023)
  • SMF9 Chair of the Governing Body (3 Feb 2020 to 7 Mar 2023)
  • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2023)
  • CF3 Chief Executive (8 Jul 2013 to 1 Nov 2018)
  • CF1 Director (8 Jul 2013 to 8 Dec 2019)
• Alexander Boleslaw Kovaleski

  IRN ABK01029

  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Sep 2021)
• Alistair Stuart McGrath

  IRN ASM01237

  • SMF1 Chief Executive (9 Dec 2019 to 5 May 2020)
  • SMF3 Executive Director (9 Dec 2019 to 21 Feb 2022)
  • CF1 Director (6 Nov 2018 to 8 Dec 2019)
  • CF3 Chief Executive (6 Nov 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 May 2015 to 1 Nov 2018)
  • CF11 Money Laundering Reporting (1 May 2015 to 1 Nov 2018)
• Alok Singh

  IRN AXS04702

  • [FCA CF] Proprietary trader (9 Dec 2019 to 30 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2022)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 16 Jun 2023)
  • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
• Anand Aiyer

  IRN AXA00871

  • [FCA CF] Proprietary trader (19 Dec 2022 to 31 Jan 2024)
  • [FCA CF] Algorithmic trading (19 Dec 2022 to 31 Jan 2024)
  • [FCA CF] Client dealing (19 Dec 2022 to 31 Jan 2024)
• Andreas Ilias Tzinis

  IRN AIT01020

  • CF30 Customer (16 Mar 2018 to 8 Dec 2019)

No changes recorded yet.