Alan McGroarty

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brevan Howard Investment Management Limited
FRN 1023447
- SMF3 Executive Director (since 31 Oct 2025)
Tower Research Capital Europe Limited (no longer approved here)
FRN 466464
- [FCA CF] Material risk taker (30 Mar 2022 to 6 Mar 2023)
- SMF1 Chief Executive (6 Jul 2020 to 7 Mar 2023)
- SMF9 Chair of the Governing Body (3 Feb 2020 to 7 Mar 2023)
- SMF3 Executive Director (9 Dec 2019 to 7 Mar 2023)
- CF3 Chief Executive (8 Jul 2013 to 1 Nov 2018)
- CF1 Director (8 Jul 2013 to 8 Dec 2019)
Citadel Securities (Europe) Limited (no longer approved here)
FRN 447450
- CF30 Customer (23 Dec 2008 to 31 Mar 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.