Tower Research Capital Europe Limited

• Principal Place of Business

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

  Web

  https://www.tower-research.com

• Complaints Contact

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Andrey Badzyan

  IRN AXB03066

  • CF30 Customer (11 Jul 2017 to 4 Dec 2017)
  • CF29 Significant management (18 Mar 2013 to 4 Dec 2017)
• Angela Teresa Cappuccino

  IRN ATC01056

  • SMF1 Chief Executive (9 Dec 2019 to 5 May 2020)
  • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2021)
  • CF1 Director (6 Nov 2018 to 8 Dec 2019)
  • CF3 Chief Executive (6 Nov 2018 to 8 Dec 2019)
• Anthony James Vince

  IRN AJV01024

  • CF29 Significant management (10 Apr 2013 to 17 Sep 2013)
• Antoine Martre

  IRN AXM06620

  • [FCA CF] Algorithmic trading (29 Sep 2021 to 7 Mar 2024)
  • [FCA CF] Material risk taker (29 Sep 2021 to 30 Mar 2022)
  • [FCA CF] Proprietary trader (29 Sep 2021 to 30 Mar 2022)
  • [FCA CF] Client dealing (29 Sep 2021 to 30 Mar 2022)
  • CF30 Customer (26 Sep 2018 to 8 Dec 2019)
• Atchuthan Paikiya Nathan

  IRN APN01035

  • CF29 Significant management (27 Aug 2015 to 27 Sep 2016)
• Badr Sbai

  IRN SXB00740

  • [FCA CF] Proprietary trader (9 Dec 2019 to 11 Feb 2026)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 11 Feb 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Feb 2026)
• Badr Sbai

  IRN BXS02221

  • CF30 Customer (1 Apr 2017 to 8 Dec 2019)
• Bart Hubertus Petrus Broks

  IRN BHB01024

  • CF29 Significant management (3 Sep 2015 to 16 Apr 2018)
• Bhavy Gupta

  IRN BXG00228

  • [FCA CF] Algorithmic trading (23 Aug 2023 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (23 Aug 2023 to 30 Jun 2025)
  • [FCA CF] Client dealing (23 Aug 2023 to 30 Jun 2025)
• Brian Julian Franzen

  IRN BXF23864

  • SMF1 Chief Executive (since 6 Jul 2023)
  • [FCA CF] Material risk taker (since 31 Mar 2022)
  • SMF3 Executive Director (since 4 Feb 2020)

No changes recorded yet.