Tower Research Capital Europe Limited

• Principal Place of Business

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

  Web

  https://www.tower-research.com

• Complaints Contact

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Cameron Dobbs

  IRN CXD01635

  • CF29 Significant management (18 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (1 Jan 2017 to 8 Dec 2019)
• Christian Reusch

  IRN CXR01536

  • CF30 Customer (2 Jan 2018 to 6 Mar 2019)
  • CF29 Significant management (2 Jan 2018 to 6 Mar 2019)
• Christopher Rohan Watts

  IRN CRW01065

  • [FCA CF] Client dealing (since 1 Oct 2021)
  • [FCA CF] Proprietary trader (since 1 Oct 2021)
  • [FCA CF] Algorithmic trading (since 1 Oct 2021)
  • [FCA CF] Material risk taker (1 Oct 2021 to 30 Mar 2022)
• Daniel Cook

  IRN DXC00425

  • [FCA CF] Algorithmic trading (3 Feb 2020 to 14 Nov 2021)
• Daniel Henderson

  IRN DXH69571

  • [FCA CF] Algorithmic trading (2 Dec 2022 to 24 Jun 2024)
  • [FCA CF] Proprietary trader (2 Dec 2022 to 24 Jun 2024)
  • [FCA CF] Client dealing (2 Dec 2022 to 24 Jun 2024)
• David Ellis

  IRN DXE01275

  • SMF3 Executive Director (9 Dec 2019 to 10 Sep 2020)
  • CF1 Director (15 Dec 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Sep 2014 to 17 Apr 2015)
  • CF10 Compliance Oversight (26 Sep 2014 to 17 Apr 2015)
• David Jobet

  IRN JXD00471

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2022)
• Denis Royet

  IRN DJR01153

  • [FCA CF] Material risk taker (since 30 Mar 2022)
  • [FCA CF] Algorithmic trading (since 1 Sep 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (4 Jan 2016 to 8 Dec 2019)
  • CF28 Systems and controls (4 Jan 2016 to 8 Dec 2019)
• Dimosthenis Pediaditakis

  IRN DXP00531

  • [FCA CF] Algorithmic trading (3 Aug 2023 to 9 Sep 2025)
• Dmitry Badzyan

  IRN DXB02761

  • CF30 Customer (17 May 2017 to 4 Dec 2017)

No changes recorded yet.