Tower Research Capital Europe Limited

• Principal Place of Business

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

  Web

  https://www.tower-research.com

• Complaints Contact

  Tower Research Capital Europe Ltd

  The Minster Building

  21 Mincing Lane

  London

  City Of London

  EC3R 7AG

  UNITED KINGDOM

  Phone

  +4402078091950

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This permission may only be used for booking trades to affiliates within the Tower group, and may not be used to trade on behalf of any external parties.

• Dominic Jackson

  IRN DXJ00119

  • [FCA CF] Proprietary trader (since 19 Jan 2026)
  • [FCA CF] Client dealing (since 19 Jan 2026)
  • [FCA CF] Algorithmic trading (since 19 Jan 2026)
  • [FCA CF] Proprietary trader (7 Mar 2023 to 6 Mar 2024)
  • [FCA CF] Client dealing (7 Mar 2023 to 6 Mar 2024)
  • [FCA CF] Algorithmic trading (7 Mar 2023 to 6 Mar 2024)
• Emmet Doyle

  IRN EXD07624

  • [FCA CF] Material risk taker (since 30 Mar 2022)
  • [FCA CF] Algorithmic trading (since 1 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (6 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Nov 2018 to 8 Dec 2019)
• Felipe Cancela Costa

  IRN FXC00170

  • [FCA CF] Algorithmic trading (since 18 Jun 2024)
  • [FCA CF] Client dealing (since 18 Jun 2024)
  • [FCA CF] Proprietary trader (since 18 Jun 2024)
• Florian Danard

  IRN FXD16552

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 6 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 6 Mar 2023)
  • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
• Hugo Hernault

  IRN HXH01439

  • CF30 Customer (2 Jan 2018 to 7 Jun 2019)
• James Bang

  IRN JXB03862

  • [FCA CF] Algorithmic trading (since 28 Aug 2024)
  • [FCA CF] Proprietary trader (since 28 Aug 2024)
  • [FCA CF] Client dealing (since 28 Aug 2024)
• Jean Baptiste Del Rio

  IRN JXD01115

  • [FCA CF] Algorithmic trading (since 18 Dec 2025)
  • [FCA CF] Proprietary trader (since 18 Dec 2025)
  • [FCA CF] Client dealing (since 18 Dec 2025)
• Jeetan Patel

  IRN JXP01942

  • CF1 Director (23 May 2012 to 15 Aug 2014)
  • CF10 Compliance Oversight (15 Feb 2012 to 15 Aug 2014)
  • CF11 Money Laundering Reporting (15 Feb 2012 to 15 Aug 2014)
• Joel Vennin

  IRN VXJ00036

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2022)
• John Papatsos

  IRN JXP02573

  • CF1 Director (3 Apr 2017 to 28 Feb 2019)

No changes recorded yet.