Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tower Research Capital Europe Limited
FRN 466464
- [FCA CF] Material risk taker (since 30 Mar 2022)
- [FCA CF] Algorithmic trading (since 1 Sep 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (6 Nov 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Nov 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.