David Ellis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tower Research Capital Europe Limited (no longer approved here)

    FRN 466464

    • SMF3 Executive Director (9 Dec 2019 to 10 Sep 2020)
    • CF1 Director (15 Dec 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Sep 2014 to 17 Apr 2015)
    • CF11 Money Laundering Reporting (26 Sep 2014 to 17 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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