Jason Richard John Coppard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lumin Wealth Limited

    FRN 775068

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2022)
    • [FCA CF] Client dealing (since 8 Aug 2022)
  • Carlton Asset Management Limited (no longer approved here)

    FRN 133693

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2022)
    • CF11 Money Laundering Reporting (14 Nov 2016 to 8 Dec 2019)
    • CF1 Director (12 Jul 2016 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (12 Jul 2016 to 31 Jul 2022)
    • CF10 Compliance Oversight (12 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2016 to 8 Dec 2019)
  • HUB Pension Consulting Ltd (no longer approved here)

    FRN 589976

    • Employed By (21 Feb 2013 to 2 Oct 2013)
  • EQ Investors Limited (no longer approved here)

    FRN 539422

    • CF30 Customer (16 Jan 2012 to 21 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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