Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Queensgate Investments Management Limited (no longer approved here)

    FRN 743550

    • [FCA CF] Client dealing (24 Mar 2021 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2025)
    • CF3 Chief Executive (AR) (7 Mar 2017 to 31 Mar 2025)
    • CF4 Partner (AR) (7 Mar 2017 to 31 Mar 2025)
    • CF3 Chief Executive (23 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2016 to 31 Mar 2025)
    • CF1 Director (23 Aug 2016 to 8 Dec 2019)
  • AlTi RE Limited (no longer approved here)

    FRN 582903

    • CF4 Partner (AR) (13 Jan 2016 to 3 Mar 2017)
    • CF3 Chief Executive (AR) (11 Aug 2014 to 3 Mar 2017)
    • CF30 Customer (20 Aug 2013 to 3 Mar 2017)
  • AlTi Wealth Management (UK) Limited (no longer approved here)

    FRN 541713

    • CF30 Customer (2 Apr 2012 to 9 Jul 2013)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF1 Director (AR) (8 Sep 2008 to 9 Feb 2009)
    • CF30 Customer (8 Sep 2008 to 9 Feb 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (31 Aug 2005 to 26 Apr 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (31 Aug 2005 to 26 Apr 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.