Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (24 Mar 2021 to 31 Mar 2025)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
- SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2025)
- CF3 Chief Executive (AR) (7 Mar 2017 to 31 Mar 2025)
- CF4 Partner (AR) (7 Mar 2017 to 31 Mar 2025)
- CF3 Chief Executive (23 Aug 2016 to 8 Dec 2019)
- CF30 Customer (23 Aug 2016 to 31 Mar 2025)
- CF1 Director (23 Aug 2016 to 8 Dec 2019)
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- CF4 Partner (AR) (13 Jan 2016 to 3 Mar 2017)
- CF3 Chief Executive (AR) (11 Aug 2014 to 3 Mar 2017)
- CF30 Customer (20 Aug 2013 to 3 Mar 2017)
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- CF30 Customer (2 Apr 2012 to 9 Jul 2013)
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- CF1 Director (AR) (8 Sep 2008 to 9 Feb 2009)
- CF30 Customer (8 Sep 2008 to 9 Feb 2009)
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- CF21 Investment Adviser (31 Aug 2005 to 26 Apr 2007)
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- CF21 Investment Adviser (31 Aug 2005 to 26 Apr 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.