Queensgate Investments Management Limited

Date authorised
23 August 2016
Companies House
10048677
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Hill Street
    London
    W1J 5NG
    UNITED KINGDOM
    Phone
    +4402079522780
    Web
    http://www.queensgateinv.com

  • Complaints Contact

    8 Hill Street
    London
    W1J 5NG
    UNITED KINGDOM
    Phone
    +442079522780

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Hann Jeic Limited

    IRN XXH01140

    • CF4 Partner (AR) (since 10 Mar 2017)
  • . LJ Capital Limited

    IRN XXL01160

    • CF4 Partner (AR) (10 Mar 2017 to 1 Oct 2025)
  • Alexander Victor Bland Gibbs

    IRN AVG01018

    • [FCA CF] Client dealing (21 Feb 2022 to 15 Jul 2022)
  • Daniel Alexander Peart

    IRN DAP01166

    • SMF3 Executive Director (9 Nov 2021 to 10 Nov 2021)
  • Frederick Charles Hines

    IRN FCH01017

    • CF30 Customer (23 Aug 2016 to 20 Jun 2017)
    • CF1 Director (23 Aug 2016 to 20 Jun 2017)
  • Jason Hann Jeic Kow

    IRN JHK01018

    • [FCA CF] Client dealing (24 Mar 2021 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2025)
    • CF3 Chief Executive (AR) (7 Mar 2017 to 31 Mar 2025)
    • CF4 Partner (AR) (7 Mar 2017 to 31 Mar 2025)
    • CF1 Director (23 Aug 2016 to 8 Dec 2019)
    • CF3 Chief Executive (23 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2016 to 31 Mar 2025)
  • Joey Ai Lin Wong Thomas

    IRN JAW01352

    • CF10 Compliance Oversight (23 Aug 2016 to 30 Sep 2016)
    • CF1 Director (23 Aug 2016 to 30 Sep 2016)
    • CF11 Money Laundering Reporting (23 Aug 2016 to 30 Sep 2016)
    • CF30 Customer (23 Aug 2016 to 30 Sep 2016)
  • Jonathan Millet

    IRN JXM02583

    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2020)
    • CF1 Director (15 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (15 Jun 2018 to 8 Dec 2019)
  • Jueane Thiessen

    IRN JXT02026

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (17 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Oct 2016 to 8 Dec 2019)
  • Matthew John Leitch

    IRN MJL01368

    • CF1 Director (4 Sep 2017 to 30 Aug 2018)
    • CF30 Customer (4 Sep 2017 to 30 Aug 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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