Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • CF28 Systems and controls (1 Apr 2011 to 1 Jul 2016)
    • CF29 Significant management (1 Apr 2011 to 1 Jul 2016)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • CF28 Systems and controls (1 Apr 2011 to 1 Jul 2016)
    • CF29 Significant management (1 Apr 2011 to 1 Jul 2016)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF28 Systems and controls (1 Nov 2007 to 8 Apr 2008)
    • CF14 Risk Assessment (27 Jun 2003 to 31 Oct 2007)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF28 Systems and controls (1 Nov 2007 to 8 Apr 2008)
    • CF14 Risk Assessment (27 Jun 2003 to 31 Oct 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF28 Systems and controls (1 Nov 2007 to 8 Apr 2008)
    • CF14 Risk Assessment (27 Jun 2003 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF28 Systems and controls (1 Nov 2007 to 8 Apr 2008)
    • CF14 Risk Assessment (27 Jun 2003 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF28 Systems and controls (1 Nov 2007 to 8 Apr 2008)
    • CF14 Risk Assessment (27 Jun 2003 to 31 Oct 2007)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF28 Systems and controls (1 Nov 2007 to 8 Apr 2008)
    • CF14 Risk Assessment (27 Jun 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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