Janine Nicholls

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Snowball Impact Management Limited (no longer approved here)

    FRN 948779

    • SMF3 Executive Director (4 Mar 2022 to 21 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Mar 2022 to 21 Jul 2025)
    • SMF16 Compliance Oversight (4 Mar 2022 to 21 Jul 2025)
  • The Fund Incubator Limited (no longer approved here)

    FRN 208716

    • [FCA CF] Client dealing (17 Dec 2021 to 19 Dec 2022)
    • CF30 Customer (4 Oct 2021 to 4 Mar 2022)
  • GHO Capital Partners LLP (no longer approved here)

    FRN 612589

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 May 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 May 2020)
    • CF10 Compliance Oversight (3 Jul 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jul 2015 to 8 Dec 2019)
  • Hermes GPE LLP (no longer approved here)

    FRN 511314

    • CF10a CASS Oversight function (1 Oct 2011 to 14 Mar 2012)
    • CF30 Customer (10 Feb 2011 to 30 Jun 2013)
    • CF28 Systems and controls (10 Feb 2011 to 30 Jun 2013)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF27 Investment Management (28 May 2003 to 31 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.