Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (23 May 2016 to 7 Nov 2016)
- CF30 Customer (6 May 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 17 Feb 2009)
- CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (15 Aug 2003 to 21 Sep 2005)
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- CF21 Investment Adviser (15 Aug 2003 to 21 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.