Jamie Johnson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nuveen Investment Management International Limited
FRN 141668
- [FCA CF] Client dealing (since 21 May 2020)
- CF30 Customer (16 Nov 2017 to 8 Dec 2019)
Nuveen Management AIFM Limited (no longer approved here)
FRN 194149
- [FCA CF] Client dealing (21 May 2020 to 23 Nov 2022)
- CF30 Customer (16 Nov 2017 to 8 Dec 2019)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (17 Aug 2011 to 1 Apr 2014)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF30 Customer (17 Aug 2011 to 1 Apr 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.