James Wale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • iSAM Securities (UK) Limited (no longer approved here)

    FRN 629586

    • [FCA CF] Client dealing (9 Nov 2020 to 3 Jul 2025)
    • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF30 Customer (1 Nov 2007 to 14 Jan 2011)
    • CF26 Customer Trading (15 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.