James Thomas Reid

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Moriarty Financial Services Ltd (no longer approved here)
FRN 821722
- SMF3 Executive Director (6 Nov 2023 to 3 May 2024)
Exchequer Risk Management Ltd (no longer approved here)
FRN 616500
- CF1 Director (AR) (12 Jul 2018 to 1 Jul 2021)
- CF3 Chief Executive (AR) (12 Jul 2018 to 1 Jul 2021)
Davies Intermediary Support Services Limited (no longer approved here)
FRN 310517
- CF1 Director (AR) (7 Feb 2017 to 17 Oct 2017)
- CF3 Chief Executive (AR) (7 Feb 2017 to 17 Oct 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.