Date authorised
18 April 2019
Companies House
11352686
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    The Granite Building
    6 Stanley Street
    Liverpool
    Merseyside
    L1 6AF
    UNITED KINGDOM
    Phone
    +441514588042
  • Complaints Contact

    Moriarty Financial Services
    3rd Floor
    The Granite Building
    6 Stanley Street
    Liverpool
    Merseyside
    L1 6AF
    UNITED KINGDOM
    Phone
    +441514588042

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Foley

    IRN AXF06674

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 18 Apr 2019)
    • CF1 Director (18 Apr 2019 to 8 Dec 2019)
  • James Thomas Reid

    IRN JTR01041

    • SMF3 Executive Director (6 Nov 2023 to 3 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.