Exchequer Risk Management Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
No3Siskin DriveMiddlemarch Business ParkCoventryWest MidlandsCV3 4FJUNITED KINGDOM- Phone
- +4402476018142
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Complaints Contact
No3Siskin DriveMiddlemarch Business ParkCoventryWest MidlandsCV3 4FJUNITED KINGDOM- Phone
- +4402476018142
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
Show 1 limitation Hide limitations
- · Limited to credit agreements related to insurance premiums and connected administration fees.
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anthony Alan Granger
IRN AAG01025
- CF1 Director (AR) (26 Jan 2018 to 11 Mar 2019)
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Barrie Keith Roberts
IRN BKR01013
- CF1 Director (23 Jun 2014 to 1 Jul 2019)
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Ben Knott
IRN BXK15994
- CF1 Director (AR) (12 Jun 2019 to 6 Dec 2019)
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Gwynfor David Leslie Lewis
IRN GDL00012
- CF1 Director (AR) (6 Oct 2017 to 11 Mar 2019)
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Hubert Alastair Speare-Cole
IRN HAS01036
- CF1 Director (AR) (15 Nov 2018 to 1 Jul 2021)
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James Thomas Reid
IRN JTR01041
- CF3 Chief Executive (AR) (12 Jul 2018 to 1 Jul 2021)
- CF1 Director (AR) (12 Jul 2018 to 1 Jul 2021)
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Jonathan James Woods
IRN JJW01138
- CF1 Director (AR) (10 Sep 2019 to 24 Apr 2023)
- CF1 Director (1 May 2018 to 1 Jul 2019)
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Marie Louise Hewins
IRN MXH00564
- CF1 Director (AR) (20 Jul 2021 to 28 Nov 2023)
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Neil Newman
IRN NXN01298
- CF1 Director (AR) (19 Oct 2017 to 11 Mar 2019)
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Richard John Hadley
IRN RJB01389
- CF1 Director (AR) (28 Mar 2023 to 22 Mar 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Exchequer Underwriting Limited
FRN 911624 · Appointed 24 Jul 2019
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The Thrive Hub Innovations Limited (no longer appointed)
FRN 951412 · Appointed 20 May 2021 · Until 2 Jan 2024
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Phoenix Specialist Risk Solutions Ltd (no longer appointed)
FRN 809579 · Appointed 13 Jan 2021 · Until 31 Aug 2023
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Acuity Professional General Brokers Limited (no longer appointed)
FRN 672606 · Appointed 19 Feb 2015 · Until 4 May 2020
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ROKET BUSINESS SOLUTIONS LTD (no longer appointed)
FRN 672610 · Appointed 19 Feb 2015 · Until 17 Aug 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.