James Thomas Anthony Bruce

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brooklands Fund Management Limited (no longer approved here)
FRN 757575
- CF30 Customer (14 Feb 2022 to 18 Jul 2023)
- CF4 Partner (AR) (14 Feb 2022 to 9 Oct 2023)
SGCM LLP (no longer approved here)
FRN 914973
- (2)Employed By (14 Feb 2022 to 9 Oct 2023)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (20 Mar 2015 to 6 Mar 2016)
Pembroke Investment Managers LLP (no longer approved here)
FRN 604924
- CF30 Customer (7 Jul 2014 to 7 Oct 2014)
Oakley Capital Limited (no longer approved here)
FRN 195029
- CF30 Customer (28 Oct 2013 to 7 Oct 2014)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (12 Aug 2011 to 11 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.