James Paul Rose

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marble Bar Asset Management LLP
FRN 475857
- [FCA CF] Material risk taker (since 4 May 2023)
- [FCA CF] Client dealing (since 4 May 2023)
GSA Capital Partners LLP (no longer approved here)
FRN 409768
- [FCA CF] Material risk taker (30 Mar 2021 to 21 Mar 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2023)
- CF30 Customer (14 Mar 2017 to 8 Dec 2019)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (22 Dec 2008 to 9 Jul 2009)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 29 Oct 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.