James Orlando Schute

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Wealth Planning Limited

    FRN 594155

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 1 Apr 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (10 Oct 2017 to 15 Feb 2019)
    • CF30 Customer (15 Oct 2014 to 31 Aug 2017)
  • Capital Planning Partners Ltd (no longer approved here)

    FRN 587076

    • Employed By (10 Oct 2017 to 15 Feb 2019)
  • SteelRock Capital Limited (no longer approved here)

    FRN 563329

    • CF30 Customer (6 Dec 2013 to 2 Oct 2014)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (4 Jun 2010 to 12 Sep 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (4 Jan 2010 to 25 May 2010)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (4 Jan 2010 to 25 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.