SteelRock Capital Limited

Date authorised
1 April 2013
Companies House
07705082
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Upper Berkeley Street
    London
    W1H 7QD
    UNITED KINGDOM
    Phone
    +4402079418186
    Web
    https://www.steelrockcapital.com

  • Complaints Contact

    12 Upper Berkeley Street
    London
    W1H 7QD
    UNITED KINGDOM
    Phone
    +442076676868

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Champney William Fleming-Smith

    IRN CWF00021

    • CF30 Customer (2 Dec 2013 to 9 Dec 2014)
  • Charles Henry William Watt

    IRN CHW01026

    • CF30 Customer (7 Aug 2013 to 22 Sep 2014)
  • James Mark Colin Gilchrist

    IRN JMG01241

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (22 Nov 2011 to 8 Dec 2019)
    • CF3 Chief Executive (22 Nov 2011 to 8 Dec 2019)
    • CF1 Director (22 Nov 2011 to 8 Dec 2019)
  • James Orlando Schute

    IRN JOS01005

    • CF30 Customer (6 Dec 2013 to 2 Oct 2014)
  • James Rupert Charles Strachwitz

    IRN RXS01505

    • SMF3 Executive Director (since 2 Aug 2022)
    • [FCA CF] Client dealing (since 16 Dec 2019)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • Jan-Jacob Verschoor

    IRN JXV01164

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2025)
    • CF30 Customer (17 Nov 2014 to 8 Dec 2019)
  • Karl Hakan Ulf Winter

    IRN KHW01009

    • CF30 Customer (19 Oct 2015 to 8 Dec 2019)
  • Rupert Alexander Lendon English

    IRN RAE01096

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (22 Nov 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Nov 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Nov 2011 to 8 Dec 2019)
    • CF1 Director (22 Nov 2011 to 8 Dec 2019)
  • Simon Michael Hemming Robeson

    IRN SMR01054

    • CF30 Customer (26 Feb 2013 to 22 Dec 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.