James Rupert Charles Strachwitz

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SteelRock Capital Limited
FRN 563329
- SMF3 Executive Director (since 2 Aug 2022)
- [FCA CF] Client dealing (since 16 Dec 2019)
- CF30 Customer (1 Oct 2014 to 8 Dec 2019)
Sapphire Capital Partners LLP (no longer approved here)
FRN 565716
- Appointed representative dealing with clients for which they require qualification (6 Mar 2020 to 3 Jun 2021)
- CF30 Customer (6 Mar 2020 to 3 Jun 2021)
- CF1 Director (AR) (14 Feb 2020 to 3 Jun 2021)
Velocity Credit Advisors Limited (no longer approved here)
FRN 920486
- (3)Employed By (14 Feb 2020 to 3 Jun 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.