James Neilson Pettigrew

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BT Pension Scheme Management Limited (no longer approved here)
FRN 486368
- CF2 Non Executive Director (1 Dec 2009 to 30 Nov 2012)
CMC Markets UK plc (no longer approved here)
FRN 173730
- CF1 Director (4 Feb 2008 to 2 Jul 2009)
- CF3 Chief Executive (20 Nov 2007 to 2 Jul 2009)
- CF2 Non Executive Director (15 May 2006 to 20 Nov 2007)
Ashmore Investment Management Limited (no longer approved here)
FRN 185402
- CF1 Director (16 Mar 2007 to 31 Oct 2007)
- CF13 Finance (17 Aug 2006 to 31 Oct 2007)
TP ICAP MTF LIMITED (no longer approved here)
FRN 124341
- CF1 Director (1 Dec 2001 to 5 Jun 2006)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF1 Director (1 Dec 2001 to 5 Jun 2006)
BROKERTEC EUROPE LIMITED (no longer approved here)
FRN 161197
- CF1 Director (1 Dec 2001 to 5 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.