James Michael Yates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shard Capital Partners LLP (no longer approved here)

    FRN 538762

    • SMF27 Partner (31 Jul 2020 to 7 Sep 2023)
  • Shard Capital AIFM LLP (no longer approved here)

    FRN 615463

    • SMF27 Partner (31 Jul 2020 to 7 Sep 2023)
  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • CF30 Customer (1 Nov 2007 to 3 Jul 2012)
    • CF26 Customer Trading (17 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Feb 2002 to 17 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.