James Michael Goldstone

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invesco Fund Managers Limited

    FRN 119298

    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Invesco Asset Management Limited

    FRN 122674

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 May 2022)
    • CF30 Customer (31 Jan 2014 to 8 Dec 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (27 May 2009 to 3 Jul 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (19 Apr 2005 to 30 May 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (1 Oct 2003 to 31 Jan 2005)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.