James Maughan

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elgar Middleton Infrastructure and Energy Finance LLP (no longer approved here)

    FRN 697373

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2023)
    • CF30 Customer (21 Jan 2016 to 8 Dec 2019)
    • CF4 Partner (21 Jan 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 May 2006 to 31 Oct 2006)
  • Operis Business Engineering Limited (no longer approved here)

    FRN 221476

    • CF22 Investment Adviser (Trainee) (18 Aug 2003 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.