Elgar Middleton Infrastructure and Energy Finance LLP

Date authorised
21 January 2016
Companies House
OC393175
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    120 Pall Mall
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +442070996366
    Web
    https://www.elgarmiddleton.com

  • Complaints Contact

    120 Pall Mall
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +442070996366

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Louis Lawrence Elgar

    IRN ALE01026

    • CF4 Partner (21 Jan 2016 to 13 Dec 2018)
  • Azeem Asraf

    IRN AXA07185

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Nov 2018 to 8 Dec 2019)
  • Carlos Andres Prudencio Aguilar

    IRN CAP01147

    • [FCA CF] Client dealing (9 Dec 2019 to 24 May 2021)
    • CF30 Customer (31 May 2019 to 8 Dec 2019)
  • Daniel James Neale

    IRN DJN01106

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (21 Jan 2016 to 8 Dec 2019)
    • CF4 Partner (21 Jan 2016 to 8 Dec 2019)
  • Edward Benedict Elgar

    IRN EBE01000

    • SMF16 Compliance Oversight (since 8 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (21 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (21 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Jan 2016 to 5 Jan 2018)
    • CF4 Partner (21 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Jan 2016 to 5 Jan 2018)
  • James Maughan

    IRN JXM02088

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Feb 2023)
    • CF30 Customer (21 Jan 2016 to 8 Dec 2019)
    • CF4 Partner (21 Jan 2016 to 8 Dec 2019)
  • Kim Rafael Locherer

    IRN KRL01021

    • CF30 Customer (21 Jan 2016 to 21 Dec 2016)
    • CF4 Partner (21 Jan 2016 to 21 Dec 2016)
  • Malek Benlarbi-Delai

    IRN MXB00560

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2023)
  • Oliver Ryan Redfern

    IRN OXR00072

    • [FCA CF] Client dealing (since 25 Jul 2024)
  • Pierre Tarantelli

    IRN PXT01452

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2023)
    • CF30 Customer (29 Sep 2017 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.