Elgar Middleton Infrastructure and Energy Finance LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Simon Roy Middleton
IRN SRM01082
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (21 Jan 2016 to 8 Dec 2019)
- CF4 Partner (21 Jan 2016 to 8 Dec 2019)
Spencer Elliot Hughes
IRN SXH03091
- [FCA CF] Client dealing (since 12 Jan 2026)
Tom Eckersley-Waites
IRN TXE01208
- SMF27 Partner (since 30 Jul 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Dec 2017 to 8 Dec 2019)
William Evans
IRN WHE01004
- SMF27 Partner (9 Dec 2019 to 31 Oct 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2021)
- CF11 Money Laundering Reporting (19 Jan 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (19 Jan 2018 to 8 Dec 2019)
- CF4 Partner (21 Jan 2016 to 8 Dec 2019)
- CF30 Customer (21 Jan 2016 to 8 Dec 2019)
William Prentice
IRN WXP00062
- [FCA CF] Client dealing (21 Nov 2022 to 26 Sep 2025)
Yuriy Vladimirov Davidov
IRN YVD01000
- CF30 Customer (23 Mar 2016 to 8 Dec 2019)
Yuriy Vladimirov Davidov
IRN YXD00011
- [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.