Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Apr 2026)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Manager of certification employee (28 May 2024 to 27 Feb 2026)
    • [FCA CF] Functions requiring qualifications (28 May 2024 to 10 Oct 2024)
  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • [FCA CF] Manager of certification employee (22 Jun 2023 to 29 Feb 2024)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • [FCA CF] Manager of certification employee (22 Jun 2023 to 29 Feb 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Manager of certification employee (9 Aug 2021 to 30 Sep 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (2 Jun 2005 to 29 May 2006)
    • CF22 Investment Adviser (Trainee) (16 Aug 2004 to 2 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.