James Gordon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • SMF1 Chief Executive (9 Dec 2019 to 12 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2022)
    • CF3 Chief Executive (28 Sep 2018 to 8 Dec 2019)
    • CF1 Director (21 Jan 2016 to 8 Dec 2019)
    • CF29 Significant management (13 Mar 2012 to 29 Jan 2016)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2022)
    • CF1 Director (21 Jan 2016 to 30 May 2018)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Jul 2022)
    • CF4 Partner (7 May 2013 to 30 May 2018)
    • CF29 Significant management (7 May 2013 to 29 Jan 2016)
    • CF30 Customer (7 May 2013 to 7 May 2013)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 31 Jul 2022)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF20 Significant Mgt (Settlements) (19 Sep 2006 to 31 Oct 2007)
    • CF1 Director (19 Sep 2006 to 8 Dec 2015)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • CF1 Director (21 Jan 2016 to 30 May 2018)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 8 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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