James Dominic Peers Carter

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Landseer Asset Management UK LLP

    FRN 951602

    • [FCA CF] Client dealing (since 8 Jan 2024)
  • Chilton Investment Company Limited (no longer approved here)

    FRN 229036

    • [FCA CF] Client dealing (1 May 2021 to 22 Feb 2024)
  • S.W. MITCHELL CAPITAL LLP (no longer approved here)

    FRN 434493

    • SMF27 Partner (9 Dec 2019 to 15 Sep 2020)
    • CF4 Partner (13 May 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (18 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)
    • CF27 Investment Management (18 Aug 2006 to 31 Oct 2007)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)
    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2006)
    • CF26 Customer Trading (1 Dec 2001 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.