Date authorised
5 November 2021
Companies House
OC431777
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 albemarle street
    LONDON
    W1S 4GA
    UNITED KINGDOM
    Phone
    +447931954422
  • Complaints Contact

    4 albemarle street
    1st Floor
    LONDON
    W3S 4GA
    UNITED KINGDOM
    Phone
    +442079593509

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Keast

    IRN AXK00699

    • [FCA CF] Client dealing (since 2 Jan 2024)
    • [FCA CF] Material risk taker (since 2 Jan 2024)
  • Andrew John Billett

    IRN AJB01290

    • [FCA CF] Client dealing (since 30 Jun 2023)
    • [FCA CF] Material risk taker (since 30 Jun 2023)
    • SMF27 Partner (since 5 Nov 2021)
  • Anjli Parkash Shah

    IRN APS01207

    • [FCA CF] Material risk taker (since 10 Dec 2025)
    • [FCA CF] Client dealing (since 10 Dec 2025)
  • Christopher Richard Ford

    IRN CRF01020

    • [FCA CF] Client dealing (since 8 Jan 2024)
    • [FCA CF] Manager of certification employee (since 8 Jan 2024)
    • [FCA CF] Material risk taker (since 8 Jan 2024)
  • Giles Worthington

    IRN GXW00126

    • [FCA CF] Client dealing (since 8 Jan 2024)
  • Glen Clifford Trevor Heighton

    IRN GCH01050

    • [FCA CF] Client dealing (since 30 Jun 2023)
    • [FCA CF] Material risk taker (since 30 Jun 2023)
  • Gopun Jani

    IRN GXJ00072

    • [FCA CF] Material risk taker (since 26 Jun 2025)
  • James Dominic Peers Carter

    IRN JDC01072

    • [FCA CF] Client dealing (since 8 Jan 2024)
  • Mario Re

    IRN MXR11903

    • [FCA CF] Client dealing (since 8 Apr 2024)
  • Paul James Graham

    IRN PJG01253

    • SMF27 Partner (since 5 Nov 2021)
    • SMF1 Chief Executive (since 5 Nov 2021)
    • SMF16 Compliance Oversight (since 5 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Nov 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.