Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 8 Jan 2024)
    • [FCA CF] Manager of certification employee (since 8 Jan 2024)
    • [FCA CF] Client dealing (since 8 Jan 2024)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Manager of certification employee (1 Feb 2021 to 31 Dec 2023)
    • [FCA CF] Client dealing (1 Feb 2021 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 28 Jun 2022)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • CF30 Customer (13 May 2015 to 8 Dec 2019)
  • Pictet Asset Management Limited (no longer approved here)

    FRN 181966

    • CF30 Customer (1 Nov 2007 to 13 Apr 2015)
    • CF27 Investment Management (1 Feb 2007 to 31 Oct 2007)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF27 Investment Management (1 Dec 2001 to 17 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.