S.W. MITCHELL CAPITAL LLP

• Principal Place of Business

  Suite 3a Princes House

  38 Jermyn Street

  London

  SW1Y 6DN

  UNITED KINGDOM

  Phone

  +4402072903588

  Web

  https://www.swmitchellcapital.com

• Complaints Contact

  Suite 3a Princes House

  38 Jermyn Street

  London

  SW1Y 6DN

  UNITED KINGDOM

  Phone

  +4402072903588

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• - Mitchell Capital Limited

  IRN XXM01038

  • CF4 Partner (26 Aug 2005 to 14 Nov 2019)
• Alexis Denis Mathieu

  IRN ADM01257

  • CF30 Customer (1 Jun 2013 to 27 Jul 2018)
• Brian Cullen

  IRN BXC01458

  • SMF27 Partner (9 Dec 2019 to 30 Jun 2020)
  • CF4 Partner (27 Jan 2017 to 8 Dec 2019)
  • CF30 Customer (2 Feb 2011 to 8 Dec 2019)
• Charles-Henri Galissard de Marignac

  IRN CXG01454

  • CF30 Customer (14 Jul 2009 to 21 Dec 2012)
• Cristina Hall

  IRN CXH00151

  • [FCA CF] Client dealing (since 2 Dec 2020)
• Dominic Andrew Peppiatt

  IRN DXP00556

  • [FCA CF] Client dealing (since 1 Oct 2023)
• James Dominic Peers Carter

  IRN JDC01072

  • SMF27 Partner (9 Dec 2019 to 15 Sep 2020)
  • CF4 Partner (13 May 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (18 Aug 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)
  • CF26 Customer Trading (18 Aug 2006 to 31 Oct 2007)
• Julian Johnston

  IRN JXJ00058

  • [FCA CF] Client dealing (since 2 Dec 2020)
• Louis Wood

  IRN LXW00056

  • [FCA CF] Client dealing (2 Dec 2020 to 31 Jan 2021)
• Lukas Georg Schmitz

  IRN LGS01032

  • [FCA CF] Client dealing (since 4 Dec 2023)
  • SMF27 Partner (since 27 Jul 2020)
  • CF30 Customer (1 Feb 2016 to 8 Dec 2019)

No changes recorded yet.