James Bruce Brown

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (since 17 Jan 2025)
    • CF30 Customer (since 16 Jan 2025)
  • Brunel Wealth Limited

    FRN 918260

    • Employed By (since 16 Jan 2025)
  • Hybrid Advice Central Limited (no longer approved here)

    FRN 711110

    • [FCA CF] Client dealing (11 Sep 2024 to 7 Oct 2024)
    • [FCA CF] Functions requiring qualifications (11 Sep 2024 to 7 Oct 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jun 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF24 Pension Transfer Specialist (12 Jan 2005 to 30 Sep 2005)
    • CF21 Investment Adviser (12 Jan 2005 to 30 Sep 2005)
  • SWAT Financial Planning Limited (no longer approved here)

    FRN 224247

    • Employed By (28 Apr 2003 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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