James Brian Flintoft

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Asset Management Limited

    FRN 774048

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 3 Jan 2025)
    • [FCA CF] Manager of certification employee (since 31 Jan 2024)
    • [FCA CF] Client dealing (since 23 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 16 Jan 2023)
  • WealthTek LLP (no longer approved here)

    FRN 832264

    • [FCA CF] Manager of certification employee (19 Aug 2022 to 13 Jan 2023)
    • [FCA CF] Client dealing (25 Jan 2021 to 13 Jan 2023)
    • [FCA CF] Functions requiring qualifications (25 Jan 2021 to 13 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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