WealthTek LLP

Date authorised
28 January 2020
Companies House
OC355200
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Shane Crooks
    BDO LLP
    55 Baker Street
    London
    W1U 7EU
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catherine Marie Hart

    IRN CMH01199

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Jan 2020 to 6 Apr 2023)
    • SMF27 Partner (28 Jan 2020 to 6 Apr 2023)
  • DAVID SHELDON

    IRN DXS00691

    • [FCA CF] Manager of certification employee (19 Aug 2022 to 6 Apr 2023)
  • Dan Carter

    IRN DXC00568

    • [FCA CF] Client dealing (19 Aug 2022 to 6 Apr 2023)
  • James Brian Flintoft

    IRN JXF17078

    • [FCA CF] Manager of certification employee (19 Aug 2022 to 13 Jan 2023)
    • [FCA CF] Client dealing (25 Jan 2021 to 13 Jan 2023)
    • [FCA CF] Functions requiring qualifications (25 Jan 2021 to 13 Jan 2023)
  • Jeremy Balfour-Melville

    IRN JXB01496

    • [FCA CF] Client dealing (19 Feb 2020 to 6 Apr 2023)
    • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 6 Apr 2023)
  • Johnathan Edward Dance

    IRN JED01067

    • SMF27 Partner (28 Jan 2020 to 6 Apr 2023)
    • SMF16 Compliance Oversight (28 Jan 2020 to 6 Apr 2023)
  • Nigel Brett Rawlings

    IRN NBR01006

    • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 6 Apr 2023)
    • [FCA CF] Client dealing (19 Feb 2020 to 6 Apr 2023)
  • Thomas Mark Malloch

    IRN TMM01079

    • [FCA CF] Client dealing (19 Feb 2020 to 6 Apr 2023)
    • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 6 Apr 2023)
  • Vinay Anthony Bedi

    IRN VAB01010

    • [FCA CF] Functions requiring qualifications (12 Jul 2022 to 6 Apr 2023)
    • [FCA CF] Client dealing (12 Jul 2022 to 6 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.