Nigel Brett Rawlings

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MAUNBY INVESTMENT MANAGEMENT LIMITED

    FRN 114428

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2024)
  • WealthTek LLP (no longer approved here)

    FRN 832264

    • [FCA CF] Functions requiring qualifications (19 Feb 2020 to 6 Apr 2023)
    • [FCA CF] Client dealing (19 Feb 2020 to 6 Apr 2023)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (27 Jun 2017 to 24 Feb 2020)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • CF30 Customer (23 Jun 2010 to 11 Apr 2014)
  • City Asset Management Plc (no longer approved here)

    FRN 122483

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF27 Investment Management (1 Jun 2003 to 31 Oct 2007)

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