James Andrew Bolus

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pennymatters Limited

    FRN 530681

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 May 2023)
    • [FCA CF] Client dealing (since 30 May 2023)
  • Vintage Wealth Management Limited (no longer approved here)

    FRN 593380

    • [FCA CF] Functions requiring qualifications (16 Mar 2023 to 20 Apr 2023)
    • [FCA CF] Client dealing (16 Mar 2023 to 20 Apr 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (16 May 2014 to 6 Mar 2016)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 24 Jan 2014)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (7 May 2013 to 9 Sep 2013)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (20 Oct 2011 to 9 May 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (10 Dec 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.