James Alexander Holloway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Optiva Securities Limited

    FRN 181192

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 21 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 21 Sep 2022)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • [FCA CF] Client dealing (1 Jan 2021 to 5 Sep 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 5 Sep 2022)
  • First Equity Limited (no longer approved here)

    FRN 124394

    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (2 Jun 2016 to 1 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.