James Adams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HFS Milbourne Financial Services Limited (no longer approved here)
FRN 125051
- [FCA CF] Client dealing (29 Jul 2024 to 13 Nov 2025)
HW Financial Services Limited (no longer approved here)
FRN 134190
- [FCA CF] Client dealing (29 Jul 2024 to 13 Nov 2025)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- [FCA CF] Client dealing (29 Jul 2024 to 13 Nov 2025)
HOWDEN FS LIMITED (no longer approved here)
FRN 180563
- [FCA CF] Client dealing (29 Jul 2024 to 13 Nov 2025)
Rosemount Financial Solutions (IFA) Limited (no longer approved here)
FRN 535515
- [FCA CF] Functions requiring qualifications (27 Aug 2021 to 25 May 2022)
- [FCA CF] Client dealing (20 Aug 2021 to 25 May 2022)
- Appointed representative dealing with clients for which they require qualification (23 Mar 2021 to 27 Aug 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.