Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 23 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Oct 2025)
    • [FCA CF] Client dealing (since 19 Sep 2025)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 23 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Oct 2025)
    • [FCA CF] Client dealing (since 19 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Oct 2025)
    • [FCA CF] Material risk taker (since 23 Oct 2025)
    • [FCA CF] Client dealing (since 19 Sep 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (6 Sep 2022 to 13 Jun 2025)
    • [PRA CF] Managing a material risk taker (19 Aug 2022 to 12 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Apr 2022 to 28 Jul 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (19 Aug 2022 to 12 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Apr 2022 to 28 Jul 2025)
    • [FCA CF] Manager of certification employee (14 Oct 2021 to 13 Jun 2025)
    • [FCA CF] Client dealing (20 May 2020 to 28 Jul 2025)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (22 Mar 2016 to 14 Apr 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (27 Dec 2012 to 4 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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