Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Director of firm who is not a certification employee or a SMF manager (since 9 Aug 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Aug 2021)
    • CF1 Director (AR) (since 6 Aug 2021)
    • CF30 Customer (since 6 Aug 2021)
    • (3)Employed By (since 6 Aug 2021)
  • Morgans Ltd (no longer approved here)

    FRN 159488

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
    • CF30 Customer (18 Mar 2019 to 8 Dec 2019)
  • Candid Financial Advice Limited (no longer approved here)

    FRN 630986

    • CF30 Customer (1 Oct 2017 to 19 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.