Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Director of firm who is not a certification employee or a SMF manager (since 9 Aug 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Aug 2021)
- CF1 Director (AR) (since 6 Aug 2021)
- CF30 Customer (since 6 Aug 2021)
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Matheson Charles Limited
FRN 954458
- (3)Employed By (since 6 Aug 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
- CF30 Customer (18 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (1 Oct 2017 to 19 Apr 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.