Candid Financial Advice Limited

• Principal Place of Business

  Robert House

  19 Station Road

  Chinnor

  Oxfordshire

  OX39 4PU

  UNITED KINGDOM

  Phone

  +442033977280

  Web

  https://www.candidfinancialadvice.com

• Complaints Contact

  Robert House

  19 Station Road

  Chinnor

  Oxfordshire

  OX39 4PU

  UNITED KINGDOM

  Phone

  +442033977280

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Gerrard

  IRN AXG16024

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Feb 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
  • CF30 Customer (14 Jun 2019 to 8 Dec 2019)
• Andrew Alan Moss

  IRN AXM01132

  • [FCA CF] Client dealing (11 Apr 2022 to 15 Feb 2023)
  • [FCA CF] Functions requiring qualifications (11 Apr 2022 to 15 Feb 2023)
• Christopher MacDonald

  IRN CXM00483

  • [FCA CF] Functions requiring qualifications (30 Jun 2021 to 5 Apr 2024)
  • [FCA CF] Client dealing (30 Jun 2021 to 5 Apr 2024)
• Daniel Marsh

  IRN DXM00448

  • SMF3 Executive Director (since 22 Oct 2024)
• Donald Martin Alan Keith Stewart

  IRN DXS83700

  • [FCA CF] Manager of certification employee (since 21 Oct 2024)
• Ian David Millward

  IRN IDM00010

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 24 Oct 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Oct 2024)
  • Responsible for Insurance Mediation (12 Dec 2014 to 30 Sep 2018)
  • CF30 Customer (12 Dec 2014 to 8 Dec 2019)
  • CF1 Director (12 Dec 2014 to 8 Dec 2019)
• Jack Nicholas Charles Haskins

  IRN JNH01082

  • CF30 Customer (1 Oct 2017 to 19 Apr 2018)
• Justin Roman Maxwell Modray

  IRN JRM01185

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 24 Oct 2024)
  • CF10 Compliance Oversight (12 Dec 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Dec 2014 to 8 Dec 2019)
  • CF1 Director (12 Dec 2014 to 8 Dec 2019)
• Ruth Anna Handcock

  IRN RAH01314

  • SMF3 Executive Director (24 Oct 2024 to 11 Feb 2026)

No changes recorded yet.